Overall Rating Gold - expired
Overall Score 72.07
Liaison Katie Koscielak
Submission Date May 7, 2020

STARS v2.2

Cal Poly Humboldt
PA-11: Investment Disclosure

Status Score Responsible Party
Complete 0.90 / 1.00 Frank Whitlatch
Interim Vice President
University Advancement
"---" indicates that no data was submitted for this field

Does the institution make a snapshot of its investment holdings available to the public?:

A copy of the investment holdings snapshot:

Website URL where the investment holdings snapshot is publicly available:
Percentage of the total investment pool included in the snapshot of investment holdings at each of the following levels of detail:
Percentage (0-100)
Specific funds and/or companies 90
Investment managers and/or basic portfolio composition (i.e. asset classes), but not specific funds or companies 10

Does the institution engage in proxy voting?:

Are proxy voting records included in the snapshot of investment holdings?:

Website URL where information about the institution’s investment pool is available:
Additional documentation to support the submission:

The specific location showing detail about Investment holdings can be found at https://giving.humboldt.edu/about-foundation/reports-financials, then by clicking through links under the heading "Investment Performance Analysis". In the most recent document linked on this page, which is called "FYE 2019", readers may scroll to page labeled 20 to see breakdown of investments at the specific company and fund level.

Other financial documents are available for public view on the Humboldt State University Foundation website at https://giving.humboldt.edu/about-foundation. These records include Meeting Notices, Agendas, Meeting Minutes, Form 990 and Investment Analysis.

Snapshot of investment holdings includes all details about specific funds and companies, which also describes the big picture of activity surrounding HSU investments. RVK Inc monitors investment managers and basic portfolio composition on behalf of the institution.

The information presented here is self-reported. While AASHE staff review portions of all STARS reports and institutions are welcome to seek additional forms of review, the data in STARS reports are not verified by AASHE. If you believe any of this information is erroneous or inconsistent with credit criteria, please review the process for inquiring about the information reported by an institution or simply email your inquiry to stars@aashe.org.