Overall Rating Gold - expired
Overall Score 74.81
Liaison Kelli O'Day
Submission Date March 6, 2020

STARS v2.2

University of California, Davis
AC-11: Open Access to Research

Status Score Responsible Party
Complete 2.00 / 2.00 Camille Kirk
Director of Sustainability and Campus Sustainability Planner
Office of Sustainability
"---" indicates that no data was submitted for this field

Does the institution offer repository hosting that makes versions of journal articles, book chapters, and other peer-reviewed scholarly works by its employees freely available on the public internet?:
Yes

Website URL where the open access repository is available:
A brief description of the open access repository:

From the University of California (UC) Office of Scholarly Communication’s web site on open access at the UC: “The eScholarship repository and publishing platform enables the UC academic community to post previously published works; distribute pre-prints, working papers, theses and dissertations; and publish new materials such as books, journals, and conference proceedings. … UC authors are covered by the UC Open Access Policies. These policies allow authors to post scholarly articles in eScholarship or another repository regardless of the terms of their publishing agreement, as long as the agreement was signed after the adoption of the policy.” The site describes other subject repositories, as well.

Access eScholarship at: http://www.escholarship.org/

Information above sourced from: https://osc.universityofcalifornia.edu/for-authors/open-access/; and accessed on February 24, 2020.


Does the institution have a published policy that requires its employees to publish scholarly works open access or archive final post-peer reviewed versions of scholarly works in an open access repository?:
Yes

A copy of the institution's open access policy:
The institution's open access policy:

The Academic Senate of the University of California adopted an Open Access Policy on July 24, 2013, ensuring that future research articles authored by faculty at all 10 campuses of UC will be made available to the public at no charge.

On October 23, 2015, a Presidential Open Access Policy expanded open access rights and responsibilities to all other authors who write scholarly articles while employed at UC, including non-senate researchers, lecturers, post-doctoral scholars, administrative staff, librarians, and graduate students.

Publishers may request that UC authors obtain a waiver or embargo. UC Office of Scholarly Communication’s FAQ notes that waivers are rare.

Academic Senate Open Access Policy: https://osc.universityofcalifornia.edu/scholarly-publishing/uc-open-access-policies-background/systemwide-senate/

Presidential Open Access Policy: https://osc.universityofcalifornia.edu/scholarly-publishing/uc-open-access-policies-background/presidential/

Participate in the UC open access policies: https://osc.universityofcalifornia.edu/for-authors/open-access-policy/

“What are waivers and embargoes?” https://osc.universityofcalifornia.edu/for-authors/open-access-policy/policy-faq/


Does the policy cover the entire institution? :
Yes

Does the institution provide an open access article processing charge (APC) fund for employees?:
Yes

A brief description of the open access APC fund:

As of February 24, 2020, UC Davis was one of four of the 10 UC campuses to administer an open access fund to provide financial support to faculty and researchers. The two funds offered by UC Davis are the UC Davis Open Access Fund and the TOME Open Access Monograph Fund.
https://www.library.ucdavis.edu/guide/open-access-fund/
https://www.library.ucdavis.edu/guide/tome-fund/

Additional UC-wide information can be accessed at:
https://osc.universityofcalifornia.edu/for-authors/open-access-publishing-at-uc/oa-publishing-funds/.


Does the institution provide open access journal hosting services through which peer-reviewed open access journals are hosted on local servers with dedicated staff who provide publishing support at no (or minimal) cost?:
Yes

A brief description of the open access journal hosting services:

eScholarship Publishing is an open access publishing platform subsidized by the University of California, managed by the California Digital Library, and offered free of charge to UC-affiliated departments, research units, publishing programs and individual scholars. eScholarship offers publishing and production tools, including a full editorial and peer review system, as well as professional support and consulting services. Through eScholarship University of California, the 10 UC campuses, UC Agriculture and Natural Resources, and the UC Office of the President host a combined 85 open access journals, as of February 24, 2020. UC Davis currently hosts 5 of the open access journals.
Access at: https://escholarship.org/journals


Estimated percentage of peer-reviewed scholarly works published annually by the institution’s employees that are deposited in a designated open access repository:
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Website URL where information about the institution’s support for open access is available:
Additional documentation to support the submission:
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Data source(s) and notes about the submission:

UC Davis offers resources for open access support, in addition to being one of the campuses offering access to publishing funds. The UC Davis Library team maintains a dedicated support team to answer questions for campus scholars and employees.

The University of California Office of Scholarly Communication offers an extensive set of resources for open access support; information can be found at:
https://osc.universityofcalifornia.edu/for-authors/open-access-publishing-at-uc/.
Additional information is available at: https://osc.universityofcalifornia.edu/for-authors/open-access-policy/policy-faq/.

As a leader in the global movement toward open access to publicly funded research, the University of California is taking a firm stand by deciding not to renew its subscriptions with Elsevier.
More information is available at: https://osc.universityofcalifornia.edu/uc-publisher-relationships/uc-and-elsevier/.

There is not currently a UC systemwide policy on open access to dissertations and theses; campuses which have open access dissertations and theses can be found at: https://osc.universityofcalifornia.edu/for-authors/dissertations-theses/. UC Davis is underway with creating a process to upload our electronic theses and dissertations.

The eScholarship team is working on tracking as a future project, but we currently cannot provide a percentage of peer-reviewed scholarly works published annually by the institution’s employees that are deposited in a designated open access repository.


UC Davis offers resources for open access support, in addition to being one of the campuses offering access to publishing funds. The UC Davis Library team maintains a dedicated support team to answer questions for campus scholars and employees.

The University of California Office of Scholarly Communication offers an extensive set of resources for open access support; information can be found at:
https://osc.universityofcalifornia.edu/for-authors/open-access-publishing-at-uc/.
Additional information is available at: https://osc.universityofcalifornia.edu/for-authors/open-access-policy/policy-faq/.

As a leader in the global movement toward open access to publicly funded research, the University of California is taking a firm stand by deciding not to renew its subscriptions with Elsevier.
More information is available at: https://osc.universityofcalifornia.edu/uc-publisher-relationships/uc-and-elsevier/.

There is not currently a UC systemwide policy on open access to dissertations and theses; campuses which have open access dissertations and theses can be found at: https://osc.universityofcalifornia.edu/for-authors/dissertations-theses/. UC Davis is underway with creating a process to upload our electronic theses and dissertations.

The eScholarship team is working on tracking as a future project, but we currently cannot provide a percentage of peer-reviewed scholarly works published annually by the institution’s employees that are deposited in a designated open access repository.

The information presented here is self-reported. While AASHE staff review portions of all STARS reports and institutions are welcome to seek additional forms of review, the data in STARS reports are not verified by AASHE. If you believe any of this information is erroneous or inconsistent with credit criteria, please review the process for inquiring about the information reported by an institution or simply email your inquiry to stars@aashe.org.